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Corporate Governance of ASX Listed Entities Course

Course time:3 Days

Prerequisites

  • Undergraduate degree and at least two years corporate work experience OR
  • Four years relevant work experience in an appropriate role

 

Course Object:

Following successful course completion, participants will be able to:

  • understand the operations of the ASX listed environment, including taking a company to market
  • evaluate and apply the Listing Rules in the day to day administration of an ASX listed entity
  • understand and perform consistent compliance with the Listing Rules framework

 

Course content:

Module 1:Introduction to the ASX and the ASX Listing Rules

  • Listing Rule 1: Admission
  • Listing Rule 2: Quotation
  • Listing Rule 9: Restricted securities

Module 2:Continuous and Periodic Disclosure

  • Introduction to continuous disclosure
  • Listing Rule 3: Continuous disclosure
  • Listing Rule 4: Periodic and other disclosure matters
  • Listing Rule 17: Trading halts
  • Case study

Module 3:Securities Management, Meetings of Members and Mining and Exploration Activities

  • Listing Rule 7: Changes in capital and new issues
  • Other capital changes listing rules
  • Meetings of a listed entity s members
  • Listing Rule 5: Additional reporting for mining entities

Module 4: Transactions with Persons of Infl uence and Signifi cant Transactions

  • Transactions involving persons in positions of infl uence
  • Issuing securities to related parties and their associates
  • Practical application activities
  • Signifi cant transactions

Module 5: Corporate Governance and Reporting

  • Foundations for management and oversight, and board structure
  • Ethical and responsible decision making, and safeguarding financial reporting
  • Timely and balanced disclosure, and respect for the rights of shareholders
  • Recognising and managing risk, and encouraging enhanced performance
  • Remunerating fairly and recognising legitimate interests of stakeholders

 

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